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A man who has spent nearly 20 years on death row in
Arizona is entitled to have his sentence reconsidered
because the judge who imposed it was addicted to
marijuana at the time, a sharply divided federal appeals
court has ruled.
"The experts tell us that we can tolerate a certain
number of insignificant parts of arsenic in our drinking
water and a certain irreducible number of insect parts in
our edible grain supplies," Judge Stephen Trott of the
Ninth United States Circuit Court of Appeals wrote in
the 2-1 decision on Friday.
"But we need not, and we should not, similarly tolerate a
single drug-addicted jurist whose judgment is impaired,
especially in a case involving life and death decisions.
"If it is against the law to drive a vehicle under the
influence of marijuana, surely it must be at least equally
offensive to allow a judge in a similar condition to
preside over a capital trial," added Judge Trott, a former
prosecutor who was appointed to the bench by
president Ronald Reagan.
Judge Alex Kozinski issued a sharp dissent, maintaining
that his colleagues had taken "a giant leap into the
unknown by ordering discovery and a hearing on
whether Judge [Philip] Marquardt's marijuana addiction
affected his rulings".
Several legal experts said they knew of no death
sentence being reviewed because of a judge's alleged
mental impairment.
"If this is not unique it is extraordinarily unusual," said
Elisabeth Semel, director of the death penalty clinic at
the University of California at Berkeley's Boalt Hall
School of Law.
In Arizona, a state trial judge has the sole power to
determine whether a defendant convicted of first-degree
murder receives a death sentence. In most states jurors
are asked to make a recommendation.
Friday's ruling means that Warren Summerlin, who was
convicted of murdering a woman with an axe in 1981, is
entitled to a hearing on the possible impact of
Marquardt's long-term use of marijuana.
The Arizona Attorney-General's office conceded that
Marquardt's use of the drug was in full force at the time
of the trial, but said Summerlin had not demonstrated
that he was entitled to a hearing.
Marquardt's marijuana problem emerged several years
after the trial. In 1991 he pleaded guilty to conspiracy to
possess marijuana and "admitted to suffering from an
addiction to the drug", Judge Trott wrote.
It was his second conviction involving the use of
marijuana. Eventually he stepped down from the Bench
and was disbarred.
Death row victory
in plea over drug judge
FROM NICHOLAS WAPSHOTT IN NEW YORK - MONDAY OCTOBER 15 2001
From: http://www.thetimes.co.uk/article/0,,3-2001355667,00.html
A MAN who has languished for nearly
20 years on death row in Arizona is
entitled to have his sentence reviewed
because the judge who sentenced him
may have been high on marijuana, the
US Court of Appeals has ruled.
“If it is against the law to drive
a vehicle under the influence of
marijuana, surely it must be at least
equally offensive to allow a judge in
a similar condition to preside over
a capital trial,” Judge Stephen S. Trott
said in the 9th Circuit Court of Appeals,
which presides over appeals in the
nine western states.
Warren Summerlin was convicted of murdering
a woman with an axe in 1981 in
Tempe, Arizona. The appeal court ruling
means that his sentence will be
reviewed if it is shown that the discretion
of Judge Philip Marquardt, who
presided over the trial, was impaired
by marijuana.
In 1991 Judge Marquardt pleaded guilty
to marijuana possession in Texas and
admitted to being under the influence
of the drug regularly since 1975. It
was Marquardt’s second marijuana conviction.
He later stepped down from the
bench and was disbarred.
“Summerlin had a clearly established
constitutional right in 1982 to have
his trial presided over and his sentence
of life or death determined by a
judge who was not acting at that time
under the influence of, or materially
impaired by, a mind-altering illegal
substance, such as marijuana,” Judge
Trott said in his written judgment.
In a dissenting minority opinion, Judge
Alex Kozinski said: “We have no
indication, even as of the time of
Judge Marquardt’s conviction, whether
this addiction involved hourly, daily
or weekly use of the drug, nor do we
know whether it had become progressively
worse over the years. There is
nothing to suggest that the addiction
affected Marquardt’s judgment or
interfered in any way with his judicial
duties.
Judge Kozinski feared that the judgment
would result in “fishing
expeditions” into judges’ private
lives and habits and that if marijuana
use by American judges was widespread
it would “open the floodgates to
similar claims by — quite literally
— tens of thousands of state and federal
prisoners”.
Judge Kozinski said Summerlin should
have offered proof that the judge’s
smoking of marijuana had influenced
his murder conviction.
He might have “presented affidavits
from those who observed the trial to the
effect that Judge Marquardt was seen
staggering when mounting or leaving the
bench; that he had a glazed stare during
the proceedings; that he had
trouble comprehending arguments; that
he fell asleep in court”.
However, Judge Trott said: “If Judge
Kozinski’s speculation about the
vulnerable state of the judiciary should
surprisingly turn out to be correct
and that our benches are indeed occupied
by judges against whom similar
cases involving illegal drug usage
and addiction can be made, this would
seem to be an argument in favour of
an inquiry, not a reason to look the
other way.”
He said that “we should not similarly
tolerate a single drug-addicted jurist
whose judgment is impaired, especially
in a case involving life-and-death
decisions.”
The primary legal precedents cited by
Judge Trott for his decision were from
cases involving the competency of juries,
starting with a US Supreme Court
decision from 1912, which held that
a defendant was entitled to a post-trial
hearing after questions were raised
about the sanity of a juror.
PHOENIX - The judge bought marijuana by mail. He paid
with a cashier's check, and he used the office stationery. The envelope
bore a handsome imprint: "Philip Marquardt, Superior Court Judge, Phoenix,
Arizona."
Marquardt lost that job and his license to practice law after his second
marijuana
conviction, in 1991. Today he is a retired ski instructor in Carefree,
just north of
here.
Now, two men whom he sentenced to death in the 1980s are asking courts
to
look into whether his use of marijuana deprived them of a fair trial.
Their assertions test attitudes about whether using drugs while not working
should be of concern in the workplace, about how much extra scrutiny is
warranted in death penalty cases and about the limits of judicial privacy.
Judges and prosecutors worry that allowing criminal defendants to examine
the human element in the judicial process will have enormous consequences.
"There is a floodgate that can be opened here," said Robert L. Ellman,
an Arizona
assistant attorney general.
"Holy as severe"When a federal appeals court ordered a hearing to consider
evidence about one of the prisoners' assertions, the majority quoted
Shakespeare: "He who the sword of heaven will bear/ Should be as holy as
severe."
The dissenting judge on the three-judge panel noted that there was no proof
that
Marquardt's drug use affected his performance on the bench. He said the
decision invited intrusion into judges' personal lives.
"Judges rightly expect to have medical histories, family tragedies, even
occasional
overindulgences in intoxicating substances, remain private," wrote the
judge, Alex
Kozinksi.
John Pressley Todd, another assistant attorney general, said there was
no
principle to distinguish questions about Marquardt's marijuana use from
inquiries
into all sorts of matters that might influence judicial decision-making.
"If this is a legitimate inquiry," Todd said, "what about a divorce or loss of a child?"
Steven Lubet, a professor at Northwestern University Law School, said unwarranted
intrusions were a real danger. "Desperate defendants should not be allowed
to
rummage through judges' personal lives," Lubet said. But he disagreed
about the
assertions involving Marquardt, saying, "Wherever the line is, it is somewhere
well
short of a double conviction for illegal drugs."
Admits marijuana useMarquardt conceded in an interview that he used marijuana
regularly in the years in which he sentenced the two men to death.
Marquardt, 68, spent 20 years on the bench. "By the very nature of marijuana
you don't wake up drugged up or glazed over," he said. "I walked into the
courtroom clearheaded, clear-eyed and absolutely in control of my intellectual
abilities."
Marquardt sentenced Richard Michael Rossi, 54, to death in 1988. Speaking
by
telephone from death row in Arizona State Prison, Rossi said of the judge:
"There is a
lot of irony here. We both had addiction problems. I acknowledged mine.
He didn't
acknowledge his."
At his sentencing hearing for killing a man in a dispute over the sale
of a typewriter in
1983, Rossi submitted a doctor's report seeking leniency based on his cocaine
addiction. But Marquardt took the opposite view at the court hearing, saying,
"I want
it to be clear that this court finds that the cocaine addiction does not
negate the
factors of the cruel, heinous or depraved factors."
Three years later, Marquardt hired the same doctor Rossi used to prepare
a
report in connection with his sentencing on drug possession charges, seeking
leniency
on the basis of marijuana addiction. Marquardt regrets that now.
In addition to agreeing to resign his judgeship, Marquardt was sentenced
to
probation, fined $20,000 and forced to give up some of his retirement benefits.
For his first offense, which was in 1988, a month after Rossi's hearing,
Marquardt
was given a suspended sentence. He was later suspended from the bench without
pay for a year by the Arizona Supreme Court.
Marquardt also decided the fate of Warren Summerlin, who was convicted
of sexually
assaulting and then killing a debt collector in 1981. At Summerlin's trial
in the
summer of 1982, Marquardt said he deliberated "over the weekend" on
whether Summerlin should be put to death.
Two decades later, the appeals court focused on that comment. The majority
was troubled, it wrote, "by the fact that Judge Marquardt deliberated and
made the
key life or death decisions in this case 'over the weekend,' while
not on the bench
or on public view."
Marquardt said he did not recall that particular weekend, but added, "I
certainly
haven't admitted using marijuana on the bench or during my deliberations."
Kozinski wrote that "no doubt hundreds" of convicted criminals may challenge
the
fairness of their trials before the former judge.
While he defended his conduct on the bench, Marquardt said he believed
an
inquiry into it was appropriate. "When you have initial proof, as Summerlin
does, that
the judge who sentenced him used drugs, I think that triggers an entitlement
to ask
questions.""
Two men who were sentenced
to death by a judge who admitted smoking marijuana are asking the
courts to consider whether
his drug use deprived them of a fair trial.
Philip Marquardt, a former
Superior Court judge in Phoenix, Arizona, lost his job and was fined
after a marijuana conviction
in 1991.
The cases of the two inmates
he sentenced to be executed in the 1980s have raised concerns over
judicial privacy, drug use,
and whether extra scrutiny should be employed in death penalty cases.
Judges and prosecutors worry
that allowing criminal defendants to examine the human element in the
judicial process will have
enormous consequences.
John Pressley Todd, an assistant
attorney general, says there is no principle to distinguish questions
about Mr Marquardt's drug
use from inquiries into matters that might influence his decision making.
"If this is a legitimate inquiry," Mr Todd said, "what about a divorce or loss of a child?"
The 68-year-old former judge
conceded he was using marijuana regularly in the years in which he
sentenced Warren Summerlin
and Richard Rossi to death.
Summerlin was convicted in
1982 of sexually assaulting and murdering a woman. Rossi was found
guilty of killing a man
over the sale of a typewriter in 1983.
Mr Marquardt, who spent 20
years on the bench, said: "By the very nature of marijuana you don't
wake up drugged up or glazed
over. I walked into the courtroom clear headed, clear eyed and
absolutely in control of
my intellectual abilities."
But Rossi said: "There is
a lot of irony here. We both had addiction problems. I acknowledged mine.
He did not acknowledge his."
SAN FRANCISCO (AP)
---- A federal appeals court set aside an Arizona death row inmate's
sentence Friday, ruling
that the condemned murderer is entitled to hearings on whether the
marijuana addiction
of the judge who oversaw his trial tainted the outcome.
The decision could
affect hundreds of criminal cases tried before the Maricopa County judge,
who
was thrown off the
bench after a 20-year career for a marijuana conviction.
The case decided Friday
concerns Warren Summerlin, who was found guilty of first-degree
murder in the 1981
slaying of Brenna Bailey, 36.
The Tempe finance company
administrator's body was found in the trunk of her car a day after she
visited Summerlin
to check on money he owed.
Summerlin was convicted
in 1982 and was sentenced to death for murder and to 28 years in
prison for sexual
assault.
The Arizona Supreme
Court and lower federal courts upheld Summerlin's conviction and sentence.
But a divided three-judge
panel of the 9th U.S. Circuit Court of Appeals said Friday the
condemned man is entitled
to hearings on whether the trial judge was high on marijuana when he
decided to have Summerlin
executed.
Under Arizona law,
after a capital offender is convicted, a judge has sole discretion whether
to
sentence the defendant
to death.
"Summerlin had a clearly
established constitutional right in 1982 to have his trial presided over,
and
his sentence of life
or death determined by a judge who was not acting at that time under the
influence of, or materially
impaired by, a mind-altering illegal substance such as marijuana," Judge
Stephen S. Trott wrote.
Judge Philip Marquardt
presided over Summerlin's trial. Marquardt pleaded guilty in 1991 to
marijuana possession
after being arrested in Texas. He was removed from the bench and
disbarred. Marquardt,
who at the time admitted that he was suffering from an addiction to the
drug, has denied he
was impaired when deciding whether to have Summerlin executed.
In dissent, Judge Alex
Kozinski said that "there is no proof whatever" that the judge was
"incoherent or intoxicated"
while presiding over Summerlin's case. Kozinski added that
Summerlin's case could
affect hundreds of cases tried before Marquardt's 20-year judicial career.
"The majority's ruling
is particularly unfortunate because Summerlin is in precisely the same
position
as every other criminal
defendant tried, convicted and sentenced in Judge Marquardt's courtroom
during the latter's
20-year judicial career," Kozinski wrote. "Under the majority's ruling,
every one
of these individuals
-- and there are no doubt hundreds of them -- could petition to have their
sentences set aside."
But the majority said
that Summerlin was entitled to evidentiary hearings on whether the judge's
marijuana use made
him incompetent when deciding the defendant's fate. Trott said evidentiary
hearings will determine
"the connection, if any, between the judge's chronic use of illegal drugs,
his
alleged addiction,
and his performance during this case as a judge."
Neither the Arizona
Attorney General's Office nor Summerlin's attorney were immediately
available for comment.
The case is Summerlin
v. Stewart, 98-99002.
Warren Summerlin #045318
Arizona State Prison - Eyman
SMU II
PO Box 3400
Florence, Arizona
85232 USA
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